Regulation SHO Threshold List

As defined in Rule 203(c)(6) of Regulation SHO, a “threshold security” is any equity security of any issuer that is registered under Section 12 of the Exchange Act, or that is required to file reports under Section 15(d) of the Exchange Act (commonly referred to as reporting securities), where, for five consecutive settlement days:

  • 1. There are aggregate fails to deliver at a registered clearing agency of 10,000 shares or more per security;
  • 2. The level of fails is equal to at least one-half of one percent of the issuer’s total shares outstanding; and
  • 3. The security is included on a list published by a self-regulatory organization (SRO).

A security ceases to be a threshold security if it does not exceed the specified level of fails for five consecutive settlement days.

View daily data here.

Ticker Close Date
MULN 0.53 2023-08-31
MULN 0.56 2023-08-30
MULN 0.60 2023-08-29
MULN 0.60 2023-08-28
MULN 0.65 2023-08-25
MULN 0.16 2023-07-17
MULN 0.16 2023-07-14
MULN 0.16 2023-07-13
MULN 0.14 2023-07-12
MULN 0.18 2023-07-11
MULN 0.19 2023-07-10
MULN 0.19 2023-07-07
MULN 0.22 2023-07-06
MULN 0.17 2023-07-05
MULN 0.10 2023-07-03
MULN 0.11 2023-06-30
MULN 0.12 2023-06-29
MULN 0.11 2023-06-28
MULN 0.14 2023-06-27
MULN 0.17 2023-06-26
MULN 0.17 2023-06-23
MULN 0.18 2023-06-22
MULN 0.20 2023-06-21
MULN 0.16 2023-06-20
MULN 0.23 2023-06-16
MULN 0.26 2023-06-15
MULN 0.23 2023-06-14
MULN 0.32 2023-06-13
MULN 0.39 2023-06-12
MULN 0.91 2023-05-23
MULN 0.95 2023-05-22
MULN 1.07 2023-05-19
MULN 1.25 2023-05-15
MULN 1.27 2023-05-12
MULN 4.00 2023-03-14
MULN 4.00 2023-03-13
MULN 4.25 2023-03-10
MULN 4.50 2023-03-09
MULN 4.75 2023-03-08
MULN 5.25 2023-03-07
MULN 5.75 2023-03-06
MULN 5.50 2023-03-03
MULN 5.25 2023-03-02
MULN 5.50 2023-03-01
MULN 5.75 2023-02-28
MULN 5.50 2023-02-27
MULN 5.75 2023-02-24
MULN 6.00 2023-02-23
MULN 6.50 2023-02-22
MULN 6.25 2023-02-21
MULN 6.75 2023-02-17
MULN 7.25 2023-02-16
MULN 8.50 2023-02-15
MULN 9.50 2023-02-14
MULN 9.50 2023-02-13
MULN 9.00 2023-02-10
MULN 9.00 2023-02-09
MULN 9.75 2023-02-08
MULN 10.25 2023-02-07
MULN 10.50 2023-02-06
MULN 10.25 2023-02-03
MULN 27.50 2022-05-20
MULN 25.50 2022-05-19
MULN 26.25 2022-05-18
MULN 28.50 2022-05-17
MULN 29.25 2022-05-16
MULN 24.75 2022-05-13
MULN 21.75 2022-05-12
MULN 20.00 2022-05-11
MULN 23.75 2022-05-10
MULN 27.00 2022-05-09
MULN 30.00 2022-05-06
MULN 32.75 2022-05-05
MULN 32.25 2022-05-04
MULN 33.25 2022-05-03
MULN 32.25 2022-05-02
MULN 33.00 2022-04-29
MULN 34.00 2022-04-28
MULN 33.75 2022-04-27
MULN 32.25 2022-04-26
MULN 34.75 2022-04-25
MULN 37.00 2022-04-22
MULN 35.00 2022-04-21
MULN 35.25 2022-04-20
MULN 42.25 2022-04-19
MULN 46.00 2022-04-18
MULN 54.00 2022-04-14
MULN 60.00 2022-04-13
MULN 61.75 2022-04-12
MULN 66.50 2022-04-11
MULN 62.75 2022-04-08
MULN 59.50 2022-04-07
MULN 66.25 2022-04-06
MULN 68.00 2022-04-05

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